Quality Improvement Processes: The Basics and Beyond

Who doesn’t want to provide their clients and customers with the best products and services? All businesses want to improve the quality of their offerings, but not everyone has the same idea of what constitutes the best or the highest quality. And people differ on how to achieve such aims. Especially in fields like healthcare and education, where evaluations often rely on results rather than tallies, a formal quality improvement (QI) process can be essential.

In this article, we will explore quality improvement processes in fields such as healthcare and education, uncover the must-haves in a good QI plan, and study the methods and tools to pursue a strong strategy. You’ll also find links to templates and best practices from a QI expert.

What Is Quality Improvement?

Quality improvement is a structured approach to evaluating the performance of systems and processes, then determining needed improvements in both functional and operational areas. Successful efforts rely on the routine collection and analysis of data. A quality improvement plan describes an ongoing, or continuous, process through which an organization’s stakeholders can monitor and evaluate initiatives and results.

Based on the thinking of such experts as W. Edward Demings, QI principles were developed in manufacturing in the 1940s. In the last two decades, QI processes have also become popular in healthcare and education.

Although organizations take many approaches, QI at its foundation concerns process management. If organizations operate according to many processes, by reviewing and improving one process at a time and leveraging the Pareto principle, they can more easily and gradually improve their entire system.

Quality improvement processes share these characteristics:

What Is the Main Purpose of Quality Improvement?

Quality improvement aims to create efficiencies and address the needs of customers. In healthcare, the main purpose of quality improvement is to improve outcomes. In healthcare settings, quality improvement may be associated with continuous quality improvement, the method used to identify problems and implement, monitor, and provide corrective action.

The Benefits of a Quality Improvement Process

A quality improvement process can offer organizations the following benefits:

Primary Issues in Quality Improvement

Quality improvement plans are frequently measured in terms of results, employee and stakeholder satisfaction, ease of change, and cost. Quality improvement plans must also help companies understand how to meet the needs of diverse stakeholders (employees, customers, regulators, and others), find a method for prioritizing the improvement requirements of these stakeholders, comprehend the threshold of variation that will permit required change, and know how employees can succeed in a program if leadership support is inadequate.

Why Don’t People Believe in Quality Improvement Processes?

Who could fault an effort to make work more efficient or effective or to deliver higher-quality output to internal and external customers? No one, you would assume — yet employees often shudder at the mention of quality improvement efforts. Their suspicions have assorted origins:

Carl Natenstedt

Carl Natenstedt is CEO of Z5 Inventory, a hospital inventory management and reallocation platform. He says, “What most stands in the way of improvement is communication — more specifically, the lack thereof. It's almost inconceivable for an idea to be passed from the top level, the CFOs or regional directors, down to the people who will actually use the new solution day to day. Often, that's nurses who literally might not know their own email addresses.

Natenstedt notes, “The CFO, when they’re sending out a memo, assumes everybody is reading it. But if your team communicates exclusively by corkboard, how're you supposed to know what decisions have been made and how they affect you?”

Difficulties in Pursuing a Quality Improvement Process Plan

Here are some of the common difficulties in following through with a QI plan:

How to Succeed with a Quality Improvement Process Plan

According to Natenstedt, every successful QI plan needs a champion: “The most important factor contributing to successful implementation is highly committed senior leadership. For any quality improvement process, you need that leader who wants to make it happen. Success comes because someone at the top is pushing for it.”

In addition, Natenstedt says that QI projects flourish when stakeholders are invested in the outcome. “The projects that tend to go the best also tend to be the ones that tie back to the main mission of the organization,” he explains. “If you're trying to get traffic to flow better in the parking garage, nobody's committed. But if you're reducing infections, every employee gets involved, because people care about the quality of what they're providing.

“That’s when leadership has the crucial job of getting everybody on board. They accomplish this goal by explaining exactly why this particular solution is important and showing precisely who reaps the benefits,” Natenstedt continues.

Leadership for QI initiatives may be separate from the organizational structure and should best suit your particular system. In any case, leadership provides the needed resources, as well as the direction and support for core values and priorities. Because leadership is essential, it’s crucial to report any successes and obstacles back to them.

In addition to leadership, Natenstedt says teams need time, space, and opportunities to talk. “The primary team and other teams who will have great insights need collaborative, open, free thinking time. You have to get in a room, spend some time together, and not be afraid, no matter what you have to say or who you're saying it to — a no-stupid-ideas environment,” he adds.

Natenstedt emphasizes that different perspectives are essential: “Make sure the team is not dominated by one type of person or employee. Get a diverse range of voices — even clients' opinions. That fosters creative exchange.”

Other characteristics that contribute to a successful QI initiative include the following:

Common Outcomes of Successful Quality Improvement Process Projects

Many organizations have found the following successes with QI:

A Case Study in Quality Improvement Process Implementation

As an example of what can go right and wrong in a QI plan, Carl Natenstedt tells the story of his company’s plan to remove and reallocate old product to save a hospital tens of thousands of dollars. “But those benefits weren't communicated to the clinicians who actually used the product every day,” he explains.

“When the time came for our team to come into the hospital and remove medical supplies, we were met with resistance. Nurses and doctors were worried about running out of what they needed, which is totally understandable. No one had presented them with the numbers or communicated with them. No one had said, ‘You actually don't need these eight extra boxes of sutures. We know because we've analyzed your usage history. You could reduce your patients' cost of care by X amount,’” he notes.

Resistance continued until senior leadership explained the benefits. “As soon as you quantify just how much you're helping your community, people are interested. They're excited,” Natenstedt says.

What Is the First Step in the Quality Improvement Process?

No matter which model you choose or what you call it, planning has to be the first step. You need to decide what problems you want to solve, how you will solve them, and how you’ll know when they are solved.

What Is a Quality Improvement Plan?

A quality improvement plan is the written, long-term commitment to a specific change and may even chart strategic improvement for an organization. A QI plan defines what your organization wants to improve, how it will make improvements, how it will test for success, and what are the anticipated outcomes and evidence of success. In essence, the plan becomes the monitoring and evaluation tool. Additionally, a QI plan provides the roadmap and outlines deliverables for grants, funding, or certification applications.

A plan differs from a QI project or QI program, both of which are considered subcategories of a plan. Projects grow out of the target areas you identify in the plan or those noted by stakeholders. With regular monitoring of changes, you can spotlight further targets for improvement.

Ensure that your quality improvement plans include the following elements:

QI Processes Encourage QI Culture Infographic

What Steps Are in the Quality Improvement Model?

Regardless of the framework you choose, the following six steps generally describe all quality improvement approaches:

  1. Create a mission statement and vision statement to provide the organization with strategic direction.
  2. Create improvement goals and objectives that provide quantitative indicators of progress, which can help to show areas of quality needs.
  3. Analyze the background and context of the issues. Research and develop possible strategies to resolve the issue.
    1. Choose specific interventions to implement.
    2. Focus first on change in small and local structures. Test implementations to refine ideas and make change palatable to the individuals involved. You can scale successful plans to the larger organization.
    3. Define a performance measurement method for your improvement project, and use existing data or collect data that you will use to monitor your successes.
    1. Data is imperative to a QI project. Measure input, outcomes, and processes. Data management includes collecting, tracking, analyzing, interpreting, and acting on data.
    2. Leadership and stakeholders usually review goals on an annual basis, but you should collect data more frequently.
    3. No collection frequency works for all organizations, but you should specify the rate in your plan.
    4. Charge one person or department with the responsibility of managing data. That way, if the designated staff member changes positions, it’s easy to locate and shift ownership.
    5. Analyze and interpret data to identify opportunities for improvement. Analysis determines if data is appropriate, and interpretation identifies patterns.
    6. Establish an improvement team.
    7. Prepare the written QI plan.

    Quality Improvement Tools and Frameworks

    Quality improvement methods provide frameworks for pursuing change. Quality improvement tools provide strategies and documentation to gather and analyze data, as well as communicate results and conclusions.

    The History of Quality Improvement

    Most modern quality improvement approaches trace their history to modern efficiency experts, such as Walter Shewhart, who perfected statistical process control modelling. Other foundational methodologies include the Toyota Production System, which evolved into lean management. W. Edwards Deming heavily influenced both the former and the latter.

    In healthcare, beginning in the 1960s, the Donabedian model became globally influential. Developed by Avedis Donabedian at the University of Michigan, the approach examines structure, process, and outcomes to inquire into the quality of care. Subsequently, healthcare organizations began to turn to frameworks used in other fields. Here are the most prominent of those additional frameworks:

    Commonly Recognized Quality Improvement Methods

    Organizations choose methods based on their specific improvement goals. Each method offers varying advantages, depending on the company’s particular scenarios and environments:

    Quality Improvement Tools

    The following tools work in conjunction with the quality improvement methodologies mentioned above: